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Compliance and Pension Transfer Specialist services for Independent and Restricted Financial Advisers

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Compliance and Pension Transfer Specialist services for Independent and Restricted Financial Advisers.

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My name is Simon Hands and I established Hands on Compliance Limited to provide Compliance and Pension Transfer Specialist support to a limited number of small and medium sized Independent and Restricted Financial Advisers across the UK.

Aim


Our objective is to add value through the provision of sensible and considered guidance drawing upon many years of experience in Compliance, Training and Competence, and Pension technical roles. We strive to reduce the burden of regulation by providing a clear methodology and risk management framework to work with; and by undertaking a range of agreed tasks that might otherwise come at the expense of spending valuable time with your customers.

A key goal is to also provide peace of mind and clarity over the practical measures taken to achieve effective and proportionate systems and controls tailored to your business activities and scale.

Whether you simply require support with your client file reviews, or a full scope compliance service whereby we carry out all day to day compliance actions to ensure you deliver against your firm’s annual compliance activity schedule, we will be pleased to help.

The service is intended to be flexible, highly personalised and cost effective. We aim to deliver a solution that is tailored to your precise requirements and budget.

Client numbers are tightly controlled to ensure service commitments are not compromised.

Hands on Compliance Limited is a member of the Association of Professional Compliance Consultants.

ABOUT

Pension Transfer Specialist Services


In addition to general Compliance services, support with Defined Benefit Occupational Pension Scheme transfer advice is also available. This is an area in which we have significant experience. I personally worked on the SIB/PIA pension transfer review for seven years in the 1990s. During this time I conducted countless loss assessment and redress calculations covering a wide array of scheme and benefit structures. I have also been an FCA registered Pension Transfer Specialist since August 2003 and I currently provide support to a small number of firms with procedural compliance, pre-advice case checking, APTA/TVC and suitability report production.

If your firm would benefit from additional support in this area, we will be pleased to help.

FEES

T: 07771 960724
E: simon@handsoncompliance.co.uk




Hands on Compliance Limited is a company registered in England and Wales at 25 Skinners Lane, Wroxham, Norwich, NR12 8SJ.
Company number 10493059.
© 2020 Hands On Compliance Ltd.

Member of the Association of Professional Compliance Consultants (APCC)

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